RETAIL INVESTOR INFORMATION

This page provides information primarily for retail clients of our Private Wealth Management (PWM) business. These materials are designed to help provide clients with important information to consider when selecting the types of accounts, solutions and investments that are right for them.

Download: Client Relationship Booklet (Including Form CRS)

Client Relationship Information

Client Relationship BookletClient Relationship Summary (Form CRS)Client Relationship DetailsWorking With a Baird Certified Financial PlannerImportant Information for Retirement InvestorsUnderstanding Differences Between Brokerage and Advisory AccountsClient Relationship AgreementImportant Information About IRA RolloversBaird Privacy NoticeImportant Information About the Data We Gather from You

Investment Advisory Services

Baird PWM Advisory Solutions OverviewBaird PWM ADV Part 2A BrochurePWM Advisory Program SupplementPWM Wrap Fee Program Advisory Fee and Account Minimum DisclosureImportant Information About Investment Managers' Trade Rotation PoliciesImportant Information About Investment Managers' Placement of Client Trade Orders and Their "Trading Away" PracticesMutual Fund Share Classes Available to Baird Fee-Based Advisory AccountsOther Manager ADV Brochures

Costs & Fees

Additional Services

Other Useful Information

Baird Referral ProgramsInternational DisclosuresList of Affiliated Companies, Funds and ManagersPrivate Fund Compensation DisclosureRevenue Sharing/Marketing Support and Other Third Party PaymentsRouting of Equity Orders >>Safety of Client Assets >>Tax Information Center

Investment Considerations

Account and Product Disclosures for Responsible Plan Fiduciaries of Qualified Plans

The following documents are integral to the “Guide to Services and Compensation” disclosure you have received for your qualified plan. You are urged to review these documents carefully.

Additional information regarding investment products and investment-related considerations is available under the Investment Considerations tab on this page. Information regarding the services available through Baird may be found under the Additional Services tab. For a comprehensive description of our client relationships, accounts, services, and related disclosures, please refer to the Client Relationship Information tab, which includes access to the Client Relationship Booklet.