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RETAIL INVESTOR INFORMATION

Client Relationship Booklet (Including Form CRS)  

This page provides information primarily for retail clients of our Private Wealth Management (PWM) business. These materials are designed to help provide clients with important information to consider when selecting the types of accounts, solutions and investments that are right for them.

Client Relationship Information Investment Advisory Services Costs & Fees Additional Services Other Useful Information Investment Considerations

Client Relationship Information

Client Relationship Booklet (including Form CRS)  Understanding Differences Between Brokerage and Advisory Accounts   Client Relationship Agreement   Important Account Disclosures   Important Information About IRA Rollovers   Working With a Baird Certified Financial Planner  Baird Privacy Notice  

Investment Advisory Services

Baird PWM Advisory Solutions Overview  
Baird PWM ADV Part 2A Brochure   PWM Advisory Program Supplement   PWM Wrap Fee Program Advisory Fee and Account Minimum Disclosure   Important Information About Investment Managers’ Trade Rotation Policies   Important Information about Investment Managers’ Placement of Client Trade Orders and Their “Trading Away” Practices   Mutual Fund Share Classes Available to Baird Fee-Based Advisory Accounts  

Costs & Fees

Additional Services

Other Useful Information

Revenue Sharing/Marketing Support and Other Third Party Payments   List of Affiliated Companies, Funds and Managers   Baird Referral Programs   Consolidated Report Disclosure   Routing of Equity Orders   Safety of Client Assets   Understanding the Security of Client Assets   International Disclosures  

Investment Considerations